Five
examples can help us address the issue of publication of “publicly available”
personal data on the Internet in greater detail.
First.
A criminal proceeding is instituted concerning
the circulation of infected blood products. There are many victims, who are difficult
to find; under the Criminal Procedure Code, in these cases it is possible to publish
a general summons to trial without serving writs on the individual parties. This
is normally done by publishing the summons either on the Official Journal or on
a newspaper. In this case, the court decides to publish the summons on the Internet
including names and addresses of 1,500 patients with AIDS or HIV-infection – which
must be reported in the summons under the laws in force. Shall we say that these
persons have been safeguarded by the State?
Second.
The information included in tax reports – as also
related to tax evasion – is publicly available at a Ministry and in small municipalities.
The data are also available to the press. A few newspapers include this information
into articles that are also posted on the Internet. Lists of the richest taxpayers
are drafted, especially on local newspapers and with regard to managers of SMEs
who are not known to the general public. The appropriate openness in dealing with
these data is therefore considerably enhanced and the data can be processed much
more easily. There have been, however, complaints on account of the alleged risk
of exposure to criminal attacks. Should this situation be accepted, or is it a
form of exaggerated transparency?
Third.
Registers of births, marriages and deaths are
only kept at local level, i.e. municipality by municipality. Any person can request
a municipality to issue a certificate of the data included in these registers
concerning another person. However, only public administrative agencies – rather
than private bodies – are entitled to obtain certain lists of persons with a view
to specific public purposes. A project has been started involving a few Ministries
in order to set up a unified national register with a single database including
thousands of local municipality registers; this database would be subsequently
made available either on the Internet or by way of the interconnection of different
municipalities. Our Data Protection Authority has taken steps in this regard by
having the project amended to a considerable extent. How long will it take before
those Ministries have another try at a similar project?
Fourth.
The dates fixed for trying cases and the judgments
issued have been posted on the Internet by a court dealing with civil proceedings;
however, access is only allowed to the counsel concerned by means of a password
that is provided on a case by case basis. A court dealing with administrative
matters has made this information publicly available on the Internet for the sake
of simplification and administrative transparency, based on the principle that
information can be provided to any person interested in obtaining it. Any person
can therefore browse the file and find out whether a litigation is in progress
between Dick and Tom and what is happening to them. Which court is following the
proper approach?
Fifth, and last.
A public computerised system of legal information
is set up including a number of decisions and judgments by ordinary, appellate
and Supreme courts, whether in abridged format or not. The records also refer
to the judges’ names. A charge is levied for accessing the system. Should the
data also be processed in order to monitor judges’ efficiency or to forecast acceptance
of a given juridical position by a judge, or else to decide the date – and therefore,
the judge – most suitable for a hearing? Are these purposes the same for which
the judgments have been made publicly available?
Publicly available data on the Internet are clearly
a multifaceted issue.
This issue has been raised rather recently and addressed by very few scholars
so far.
However, Article 29 Working Party dealt with it
in 1999, by issuing an opinion on the 1998 Green Paper of the European Commission
on “Public Sector Information: A Key Resource for Europe”.
What else can we say nowadays?
Let us consider, in the first place, only data
that is really publicly available in the proper sense of the word: that is to
say, data and documents that can be disseminated without any contents restrictions
– usually by public administrative agencies – and can be made known to any entity
whether private or public.
Therefore, we will not take into account two categories
of data and document, namely
- data and documents that are publicly available,
though only to persons proving that they have a legitimate interest in them as
provided for by law. These data may not be subsequently disseminated on the Internet.
- data and documents that are publicly available
in the sense that they are only accessible either to the public body that has
created them or to one or more public bodies. Again, dissemination on the Internet
is out of the question.
In order to focus on the core issues
- let us skip, for the time being, the issue of
data security and integrity, and
- let us take for granted that no limitations
apply to consultation of data that are publicly available to anybody in terms
of either time (e.g., cases in which consultation is not permitted for a limited
period in order to update the information on the lists), purpose (e.g., cases
in which a public register may not be used for commercial purposes) or specific
mechanisms (e.g., cases in which access is permitted to any person giving proof
of his/her identity).
In other words, we are going to only deal with
a basic question: if certain personal data can or must be disclosed to the general
public, does dissemination via the Internet add “something” to this and should
one start from different assumptions in terms of limitations or safeguards applying
to data subjects’ personal rights?
The answer would seem to be obvious; however,
data protection safeguards and issues are not always top priorities on the to-do
list of the experts striving, fully in good faith, to improve transparency of
public administrative action.
It is reasonable to conceive of the Internet as
a unique opportunity for simplifying and reducing costs for citizens in accessing
publicly available information, so as to reduce information monopolies, ensure
that databases are as effective and complete as possible, enhance the sharing
of the available information and improve the citizen-Government relationships.
However, dissemination on the Internet is different
from other types of dissemination.
Indeed, “publicly accessible” personal data turn
into “freely usable” personal data much more easily.
There is the risk that various data protection
principles are not complied with, in particular as regards
- the principle under which the purposes sought
at the time of data collection must be compatible with those that may be pursued
following dissemination on the Internet,
- the principle under which data must be collected
fairly,
- the principle under which data may be transferred
abroad to countries ensuring adequate protection,
- the information provision principle, under which
data subjects should be informed that dissemination may occur to the greatest
possible extent, i.e. via the Internet. Imagine that a municipality gives out
apartments to let to its residents. Public attention focuses consequently on council
housing, and there is a demand for transparency when any of these apartments are
sold or let to new tenants. In order to prevent criticisms, the municipality posts
two lists on the Internet including the names of the persons concerned and the
addresses of the housing estates, respectively. This means taking appropriate
safeguards. However, by matching the published data with those included in telephone
directories the addresses of off-directory subscribers can be easily identified.
Thus, I believe the recommendations made in this
regard by Article 29 Working Party in 1999 are still fully applicable.
However, it is high time we wondered whether “traditional”
data protection tools are enough – with particular regard to the principles I
mentioned; could not it be that we need something more, in order to better adjust
the safeguards I referred to and better distinguish traditional dissemination
mechanisms from dissemination via the Internet?
We have to address this issue, since it may happen
that mechanisms aimed at ensuring transparency end up by impinging on data subjects’
rights.
This does not mean that it is necessary to restrict
the scope of publicity of these data, but rather devise publication mechanisms
including better safeguards and also take account of the use of the data for further
purposes.
This is the attempt we have made on various circumstances
in our country; for instance, satisfactory solutions could be devised, in agreement
with our Government, in order to allow schools to publish students’ curricula
on the Internet with a view to employment offers, whilst a few Universities were
allowed to publish researchers’ CVs for cultural exchange and international mobility
purposes.
Indeed, in both case interesting safeguards were
provided for in respect of relevance of the data and sensitive data, and the data
subjects’ right to object was regulated.
Specific safeguards applying to data relevance
have been also provided for concerning the dissemination of the minutes of meetings
held by elected bodies as well as of documents reporting on the institutional
activities of public bodies.
However, one cannot always follow the trail of
novelty with a case by case approach. A general preventive policy is probably
required.
We should consider this topic in greater detail
and also decide on how best to support technical solutions that only allow individual
queries of the data published on the Internet or else provide for limiting mechanisms
and/or criteria as regards retrieval and selection of the published information.
It might be necessary to draw a distinction between
the various types of dissemination and also lay down a new definition of dissemination.
Indeed, as early as in 1999 Council of Europe Recommendation No. R (91) 10 called
for greater attention to access to public data by way of electronic tools.
It might be appropriate to recommend that public
bodies consider much more carefully whether and how to publish a given document.
Special attention will have to be paid to sensitive
data.
Publication of the Official Journals in full on
the Internet has actually entailed a change in the nature of this mandatory type
of dissemination.
It might be helpful to raise citizens’ awareness
of the effects possibly produced by the simultaneous availability of different
sources as published on the Internet, which allows retrieving and creating information
and profiles by means of full text searches.
In a few cases, it will be necessary to also take
account of the decisions made by data subjects based on suitable information.
For instance, the decisions by our Authority are published after blanking the
complainant’s name if the latter so requests or this is deemed advisable.
These are quite sensitive issues to be addressed
without delay. Whenever personal data are disseminated, the information thus made
“public” does not turn into “res nullius” or publicly-owned information
but remains information on data that are nevertheless personal data.